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CS MANISHA ROY
B.Com, Associate Member of ICSI and LL.B
MEMBERSHIP NO: ACS XXXXX
Present Address: 180 M G Road, New Delhi - xxxxx
Contact Nos. : +91-9xxxxxxxxx
Career Objective
Seeking for a job opportunity where in my qualification and professional experience could be optimally utilized.
Work Experience
(From 19th January, 2012 – 30thNovember 2012)
I am presently working as Company Secretary cum Compliance Officer of ABC Financial Services Limited.
ABC Financial Services Limited is 100% Subsidiary of ABC Stock Exchange Limited. It has been promoted by ABC to provide securities trading platform of other stock exchanges like NSE, BSE, MCX-SX & USE (United Stock Exchange) to its members. Being subsidiary of the exchange it provides safe and secure trading facilities to investors through its Sub-brokers. Presently it is providing the following Capital Market related services:
1.Cash Segment - NSE & BSE
2. Equity Derivative Segment - NSE
3. Currency Derivative Segment - MCX-SX & USE (United Stock Exchange)
4. Depository Participant – CDSL
2. Equity Derivative Segment - NSE
3. Currency Derivative Segment - MCX-SX & USE (United Stock Exchange)
4. Depository Participant – CDSL
Key Areas | Nature of Work |
Corporate Secretarial |
o Liasioning with the consultants, advisers etc. of the Company such as lawyers and statutory auditors, internal auditors etc. |
Compliance Related Work | o Handled Inspection by NSE, BSE & SEBI. o Handled Compliances as applicable to the Company on Monthly, Quarterly, Half-Yearly and Annual basis. o Handling Investor’s Grievances. o Act as Principal Officer for reporting of Suspicious Transactions to Financial Intelligence Unit (FIU). o Internal Audit of Sub-Brokers as per (Stock Broker and Sub Brokers Regulations), 1992. o Handling Depository (CDSL) Operations related Work. |
From 11th February, 2010 to 29thJuly, 2011)
I have worked as a Company Secretary for Group of Companies having following line of business;
§ Public NBFC registered with RBI working in the area of Microfinance and allied activities namely Sahayog Microfinance Limited, Bhopal
§ Company incorporated under sec.25 of the Companies Act, 1956 namely Sahayog Micromanagement, Bhopal for the purpose of livelihood support related to social injustice, child exploitation, child labour and Human Rights etc.
§ Harvest Energy Private Limited, Bhopal incorporated to act as a Special Purpose Company for implementing the projects of biomass based power generation plantsin the State of Madhya Pradesh
§ Lifespan Biotech Private Limited, Bhopal
§ Otherinvestment companies for the purpose of providing financial and technical support to the Group Companies.
Key Areas | Nature of Work |
Corporate Secretarial |
o Liasioning with the consultants, advisers etc. of the Company such as lawyers and statutory auditors, internal auditors etc. |
Corporate Legal | o Learnt drafting of Lease deed, share purchase agreements, undertakings, Inter Office Memo and other departmental documents relating to secretarial and legal work. o Vetting of legal documents, due diligence etc. |
| Business Finance Microfinance & Micro-Insurance | o Loan Documentation of various proposals with Banks. o Dealing with financial matters such as activity related to micro finance and micro credits and micro insurance etc. o Dealing with Bank(s) for regular matters etc. *Cleared exam of Corporate Insurance Executive Conducted by IRDA representing Employer Company and LIC for the agency of Corporate Insurance. |
Consolidated Management Training Experience
§ MADHYA PRADESH MADHYA KSHETRA VIDYUT VITARAN CO. LTD. (MPMKVVCL), BHOPAL
(From 05thSeptember, 2008 to 05th March, 2009)
Madhya Pradesh Madhya Kshetra Vidyut Vitaran Co. Ltd. (MPMKVVCL), Bhopal, a public limited company was incorporated to undertake activities of distribution and retail supply of electricity for and on behalf of Madhya Pradesh State Electricity Board in the areas covered by the Commissionaires of Bhopal, Hoshangabad, Gwalior and Chambal.
§ KALANI INDUSTRIES PRIVATE LIMITED (INDORE
(From 15th March, 2009 to 29th January, 2010)
Kalani Industries Limited, Indore, a private limited company was incorporated to undertake activities of manufacture, produce, buy &sell Asbestos Cement Building Pipes, Irrigation Pipes, Reinforced Cement Concrete Spun Pipes and other allied products.
Areas of Work
Ø Preparation of Notice, Agenda, Minutes of the meetings of the Board of Directors, AGM/EGM and/or sub committee meetings.
Ø Updating of all statutory registers, Directors attendance register of the board and members meeting, disclosures under Section 299, updating of the Master data.
Ø Learnt drafting of Inter Office Memo and other departmental documents relating to secretarial work.
Ø Prepared and drafted Director’s Report of the Group Companies.
Ø Preparation of documents, Register, records necessary for the Compliance Certificates.
Ø Preparation and Maintenance of Secretarial records, filing of various e-forms with ROC.
Ø Compliances of Rules and Regulations as applicable to the Company.
Academic Qualification
| Degree | Institution | Year of Passing | Marks Obtained in % |
| LL.B. 3rd year | | 2011 | 62.00 |
| LL.B. 2nd year | | 2010 | 65.22 |
| LL.B. 1st year | | 2009 | 65.11 |
| CS (Professional) | ICSI | June 2009 | 52.62 |
| CS (Executive) | ICSI | December 2007 | 53.50 |
| CS (Foundation) | ICSI | June 2006 | 51.00 |
| B.Com 3rd year | | 2008 | 75.72 |
| B.Com 2nd year | | 2007 | 73.61 |
| B.Com 1st year | | 2006 | 71.77 |
| Class 12th | CBSE | 2005 | 76.60 |
| Class 10th | CBSE | 2003 | 65.00 |
Achievements
- Active coordination and Participation of Conference and Seminars held by Bhopal Chapter of ICSI.
- Awarded Merit Certificate for securing FIRST RANK in School in 12th Standard.
- Participated in Science Exhibition during School (Secured 1st Position)
Communication Skills
· Completed 15 days Residential Management Skills Orientation Program conducted by CCGRT, ICSI.
· Completed 5 days Training Orientation Programmeconducted by ICSI Jaipur Chapter and awarded with Best Presentation.
· Completed 15 days training in Registrar of Companies Office at ROC, Gwalior
· Read, write & speak in English and Hindi.
Computer Literacy
· Working knowledge of MS Office and Internet Applications.
· Completed 72 Hours ICSI Training for Understanding Information Technology in Corporate Environment conducted by NIIT.
My Strength
I have an analytical bent of mind. My interpretational skill during the course of my career has been appreciated and once I have discovered it as my strong point, I make incessant efforts to make it my invaluable tool. I have molded my personality in such a way that I can work in a team effectively, and when given a chance I am confident of leading a group independently.
Personal Details
| Date of Birth | 06th October, 1987 |
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Date:
Place: Delhi (Manisha Roy)
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